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Why are the issues of guarantees an important issue

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Question - You have just been employed as the CFA Institute compliance officer for your firm. The firm, which operates in the financial services area and employs a number of CFA members who are both full Charterholders and others, just like you, currently studying the CFA Program.

Required - Why are the issues of 'guarantees' an important issue for consideration in the interactions between the adviser and the client, particularly in relation to CFA Standard 1 (C)? Briefly justify your conclusions.

Reference no: EM132994088

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