Reference no: EM133652266

Problem: Anh went to the firm of Welsh and Associates to prepare a comprehensive estate plan. The sign on the door said "R. Welsh, CFP®". Anh saw Rosalie Welsh in the office and he assumed Rosalie was the CERTFIED FINANCIAL PLANNER® professional to which the sign referred. Following several meetings with Rosalie, Anh was not pleased with the final estate plan that was presented to him. Some of the calculations contained errors and the assumptions were not realistic. Anh later learned that Rosalie's father, Ronald Welsh, was in fact the CFP professional and that Rosalie only held a certificate in Financial Planning and had only six months of practical experience. What Principle under the CFP Code of Ethics has Rosalie violated?