What is a regulatory sandbox

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Reference no: EM132512486 , Length: word count:700

FINM4100 Data Analytics in Accounting, Economics and Finance Assignment - Kaplan Business School, Australia

Assessment Title - Workshop Hand-up Questions

All activity questions from weeks 4 to 7 inclusive (3 workshops).

1. RegTech - Re-defining compliance

a) How has the regulatory changed over the years (pre-2018 vs. the status quo)? (50 words)

b) What is the future of compliance and how does it compare to where we are currently? (50 words)

c) What is a regulatory sandbox. What is it's purpose? How is it used? (50 words)

d) Is the currently regulatory environment fair and equitable? Discuss the implications of any asymmetries that may exist. (50 words)

e) Why should regulatory regimes be 'proportionate' and 'real-time'? What are the fundamental building block? (50 words)

2. Reg Tech and Ai

a) What is the process for translating regulation and legislation into actionable objectives in automated compliance systems?

b) What are the different tools in AI? Brief discuss each one and what it does.

c) Discuss reasons as to why some institutions remain on the sideline, as observers and skeptics, in the digital revolution.

d) Comment on the role of AI in Regtech. What aspects of AI have been influential in Regtech's transformation?

3. Metadata

a) List and briefly describe the metadata below.

b) What information does it provide to help enhance business objectives?

c) How can metadata be used to improve services and customer experiences?

d) Evaluate the key differences between small data and big data analytics for Tibco Electricals.

Reference no: EM132512486

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