Reference no: EM133646475
Assignment:
Part A: 10 minutes video presentation
Read the below case study scenario and respond to questions that follows.
The legislation regarding the code of ethics clarifies that more than the law is required for ethical compliance.
As we've explored in this unit, codes of ethics sit above the law, as what is considered legal might not be considered ethical.
This part of assessment's case scenario is an opinion piece adapted from 'Lessons for financial advisers from the demise of a PwC partner' by Tom Ravlic 2023. You can access the article via this link:
To ensure you have a deeper understanding of the PwC tax scandal, you might also want to gather more information from the internet.
Specific Requirements
Working as a group, you are required to make a 10-minute presentation video focusing on the following
Discussion Questions.
1. A helpful first step in ethical analysis is to look for harms and benefits. What harms were done by the PwC tax scandal?
2. What financial advisor values and principles were violated by the PwC partner?
3. From the lessons learned, identify some critical regulatory regimes that worked harmoniously to ensure appropriate disciplinary procedures can be implemented.
4. What recommendations would you make to prevent such a sandal from happening again?