Reference no: EM133245564

Question 1

This type of audit is conducted by the auditee.

assessment

control self-assessment

traditional audit

comprehensive audit

Question 2

This type of audit sample provides the opportunity to end testing as early as possible when a small number of errors are anticipated.

discovery sampling

attribute sampling

precision or expected error rate

stop-and-go sampling

Question 3

This should focus on whether any new threats have been introduced to the environment.

changes to business environment

changes to the risk environment

changes in control

none of the above

Question 4

______ requires very little judgement to be accepted and understood as evidence.

Evidence objectivity

Material relevance

Competency of the evidence provider

Evidence independence

Question 5

This audit stage includes identifying the specific functions and skills sets necessary to meet the objectives of the audit.

planning the audit

performing the audit planning the audit

determining whether the audit is possible

preplanning the audit

Question 6

This must be analyzed during the audit planning stage to make sure a control exists to test whether it is adequate, and if not, to identify any new controls to be added into the environment.

changes in the risk environment

changes in business

changes in technology

changes in control

Question 7

Data collection is conducted during this stage of the audit.

preplanning the audit

planning the audit

determining whether the audit is possible

performing the actual audit

Question 8

At this stage of an audit, either compliance testing or substantive testing is conducted.

performing audit tests

determining whether the audit is possible

analyzing the results

none of the above

Question 9

This is a software auditing tool that is used to speed up the process of examining configuration settings, user account settings, and system logs.

protocol analyzer tool

penetration test tool

computer-assisted audit tool

none of the above

Question 10

The ______ is issued by executive management or the board of directors.

audit plan

audit certification

audit approval

audit charter