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The securities and exchange commission

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Reference no: EM13334796

1. Does a lawyer owe a duty to his former client by virtue of the Texas Code of Professional Responsibility, to preserve that client's confidences and secrets when subpoenaed by the Securities and Exchange Commission (S.E.C.) to testify in an investigation into such client's affairs as to some of which the lawyer in question represented said client?

2. In the event the Committee answers question number 1 in the affirmative, will the Committee please advise under what circumstances or conditions may the lawyer be released from such responsibility?

 

 

Reference no: EM13334796

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