User Account

All Pages

Talk about ethical issues in financial advising-planning

Assignment Help Finance Basics
Reference no: EM132481570

In this request, I'm asking for you to talk about ethical issues in Financial Advising/Planning

Explain (in detail please) the specific dilemma:

  • how did it arise;
  • how is it identified/characterized?
  • who is involved: identify the main parties, groups, or individuals, and how they relate to the issue at hand.
  • how is it discussed: in the news or in public; professional publications; in education/at what level?

A few possible things to talk about

  • Financial advisors manage assets and money matters for individuals who often have less knowledge and savvy about the markets and finance in general.
  • This opens the door for bad actors to take advantage of unsuspecting clients, leading to unethical practices.
  • Some ethical issues revolve around placing clients in suitable investments that may not generate as much income for advisers,
  • Many credentialing bodies and regulatory agencies have imposed ethical codes and compliance standards to help keep advisers above board.

Reference no: EM132481570

Questions Cloud

Explain the concept of credit terms : Explain the concept of credit terms and give an example.
How does a state run media threaten personal freedom : How does a State run media threaten personal freedom? Why is a free press important for Walden's positive social change mission?
What is the maximum amount that micca metals : What is the maximum amount that Micca Metals could realize if the exchange rate moves in their favor?
Explain the key sections of your strategy you will use : Provide several slides that explain the key sections of your strategy you will use in the final Portfolio Project. Provide section headers.
Talk about ethical issues in financial advising-planning : Financial advisors manage assets and money matters for individuals who often have less knowledge and savvy about the markets and finance in general.
Describe the different races and ethnic backgrounds : In a 4- to 6-page paper, explain the roles played by and cast upon individuals of different races and ethnic backgrounds. Review organizations' policies.
What is the yield to maturity of the bond : What is the yield to maturity of the bond if the interest is compounded yearly? Round off your final answer to two digits after the decimal point?
What is relevance and importance to field of social field : Explain why this study is important. Why did you choose to do this study and why it's an important social work. what is relevance and importance to the field.
What are the proportions of the total cases : Your facility has 2000 cases in the following payer mix: What are the proportions of the total cases for each payer?

Reviews

Write a Review

Finance Basics Questions & Answers

  What are the terminal cash flows in year 6

Today, the book value of the machinery is $23,124. The tax rate is 29 percent. What are the terminal cash flows in Year 6?

  What will be the change in the firm total

If the interest rate is 1% per month, what will be the change in the firm's total monthly profits on a present value basis if credit is offered to all customer

  Explain how the two methods are reconciled

What is the difference between the Direct Method and Indirect Method for calculating Cash Flow? Explain how the two methods are reconciled and also provide a brief description of each method.

  Compute the ear

You have found three investment choices for a one -year deposit: 10 %APR compounded monthly, 10 percent APR compounded annually , and 9 percent compounded daily.

  The premise of benefits

Benefits for the period he lived in the year of death on the premise of benefit of instantly earlier year.

  How do international factors affect decision making

How do international factors affect decision making? Although the same basic principles of capital budgeting apply to both foreign and domestic operations, there are some key differences. For example, cash flows must be converted into the paren..

  How much interest was included in the first payment

How much interest was included in the first payment? How much repayment of principal was included? How do these values change for the second payment?

  Strategic goal for walgreens boot alliance

For a class project, I have suggested a strategic goal for Walgreens Boot Alliance (WBA), to consider incorporating healthy option meal prep

  Calculate the bond price today

Market interest rates on similar bonds are 8.69 percent. Calculate the bond's price today.

  Compute the value of the average collection period

Oral Roberts Dental Supplies has annual sales of $5,625.000. Eighty percent are on credit. The firm has $475,000 in accounts receivable.

  Abc co needs to acquire equipment at a cost of 2500000

abc co needs to acquire equipment at a cost of 2500000 includes set up costs of 225000 deemed to be capitalized

  Compute the price of ecology labs common stock

Compute the price of Ecology Labs' common stock. (Do not round intermediate calculations. Round your answer to 2 decimal places.)

Free Assignment Quote

Assured A++ Grade

Get guaranteed satisfaction & time on delivery in every assignment order you paid with us! We ensure premium quality solution document along with free turntin report!

Submit Assignment

Academics

Major Subjects

Majors

Get In Touch

whatsapp: +1-415-670-9521

Phone: +1-415-670-9521

Email: [email protected]

TERMS & POLICIES

HELP & SUPPORT

All rights reserved! Copyrights ©2019-2020 ExpertsMind IT Educational Pvt Ltd