Reference no: EM133227599

1. Suppose at HOSE, stock A has a closing price of VND101,000 in the previous trading day, according to the current trading regulations in Vietnam stock market, which price is invalid in the following prices:

a. 101,500 VND

b. 93,000 VND

c. 109,000 VND

d. 100,000 VND

2. A bond with a par value of VND1,000 and will be converted for VND40 = 1 common share. The bond is selling for VND1,130 and common share is selling for VND45. Which of the following options should the bond holder choose?

a. Selling bond to the company

b. Converting bond into common share

c. Selling bond to the market

d. Bond retention

3. A market order is:

a. There is no correct answer.

b. Buy, sell at market prices and hold until you can buy and sell.

c. Buy, sell securities at a certain price defend on the market.

d. Buy, sell at market price and will be transferred to limit order

4. Suppose the reference price of security A listed in HNX is VND99,000. The valid prices of stock A that investors can place orders in the next trading session are:

a. 90,000; 91,000; 92,000 ... 108,000

b. 92,500; 93,000; 93,500 ... 105,500

c. 89,100; 89,200; 89,300 ... 108,900

d. 89,500; 90,000; 90,500 ... 108,500

5. Suppose you bought a GM corporate bond on January 25, 2011 for $100, and sold it on January 25, 2015 for $170. What was your annual holding period return?

a. 0.875

b. 1.141

c. 1.118

d. 1.087

6. If the reference price of the stock GMD on HOSE is VND50,500, according to Vietnamese regulations, investors can place buy or sell orders at a valid price of:

a. 47,000; 47,100, 47,200... 54,000

b. 47,500; 48,000, 48,500... 54,500

c. 47,100; 47,200, 47,300... 54,100

d. 47.000; 47.500; 48.000... 54,000

7. Upon bankruptcy or dissolution of the company, bondholders will be refunded:

a. Before shareholders holding preferred shares and common shares

b. Before tax

c. After mortgage loans and accounts payable

d. Prior to mortgage loans and accounts payable