Questions on business law and ethics

Assignment Help Business Law and Ethics
Reference no: EM13226

1. Give five illustration of securities that are exempted from the registration provisions of the 1933 Act.

2. In the above case involving Donna, what is necessary for her to prove a Section 12(2) case involving misstatement of material facts in a prospectus?

3. Donna invests in Slick Co. stock. Donna seeks to recover damages when it is discovered that Slick's registration statement contains false information. What is required for Donna to recover for the false statements made by Slick?

4. Irv, a custodian at Gargantuan Corp., was dusting a corporate executive's desk one evening when he discovered and read an interesting report containing information that was not available to the investing public. The information was such that if it were available to the investing public, the price and value of gargantuan stock would soar. Irv informed his friend, Simone, of what he had read in the document. Simone then purchased 100 shares of gargantuan stock from Cletus, without telling Cletus the information given to her by Irv. When this information ultimately was made available to the investing public, the value of gargantuan stock indeed soared. Simone resold, at a substantial profit, the 100 shares she had purchased from Cletus. Cletus thereafter sued Simone in an attempt to recover the profit Simone had made. Simone denied any liability to Cletus, claiming that because she was not an director, officer. or employee of Gargantuan, she had done nothing wrong. Is Simone liable to Cletus? Why or why not?

5. Bill's broker strongly advised Bill to buy Glutton Co. stock. The broker does not tell Bill that his brokerage firm has taken a huge stake in the stock. Show Bill's case against the brokerage firm under Rule 10b-5 under the Securities Act of 1934.

Reference no: EM13226

Questions Cloud

Affiliations and partnerships : Affiliations and partnerships are frequently used to reach a larger local audience? Which options stand to avail for the Hotel manager and what problems do these pose.
Hunt the wumpus game : Reprot on Hunt the Wumpus Game has Source Code listing, screen captures and UML design here and also, may include Javadoc source here.
Manage budgets and financial plans : Explain the budgeting process and its importance to a business, identifying the components of different budgets, forecast estimates for inclusion in the budgets.
Create an application to run in the amazon ec2 service : In this project you will create an application to run in the Amazon EC2 service and you will also create a client that can run on local machine and access your application.
Questions on business law and ethics : Examples of securities that are exempted from the registration provisions of the 1933 Act and involving misstatement of material facts in a prospectus.
Use of financial data in strategic decision-making : Report describe the ways in which timely and accurate financial data provide a powerful tool for managers to use in the decision-making process. Strategic decisions can particularly benefit.
Analysis of the investment : In this project, you will focus on one of these: the additional cost resulting from the purchase of an apple press (a piece of equipment required to manufacture apple juice).
Recursive factorial program : Write a class Array that encapsulates an array and provides bounds-checked access. Create a recursive factorial program that prompts the user for an integer N and writes out a series of equations representing the calculation of N!.
Managing operations and information : Recognise the importance of a strategic approach to the development and deployment of organisational information systems. Demonstrate an understanding of the importance of databases and their integration to the organisation's overall information mana..

Reviews

Write a Review

Business Law and Ethics Questions & Answers

  Legal environment of business caselet

The assignment in Law deals with the topic "Legal Environment of Business". A case study about Mary, a newly joined employee who is working in the USA and Europe. She faces few issues at her work place in Europe and tries to talk to her manager who s..

  Business ethics & legal issues caselet

This assignment is about the concept of Business Ethics & Legal Issues. The laws relating to these can be found in Antitrust laws. These laws are concerned with those large corporations which have a majority of market share, mergers and acquisitions.

Free Assignment Quote

Assured A++ Grade

Get guaranteed satisfaction & time on delivery in every assignment order you paid with us! We ensure premium quality solution document along with free turntin report!

All rights reserved! Copyrights ©2019-2020 ExpertsMind IT Educational Pvt Ltd