Qualify for registration exemption

Assignment Help Financial Management

Reference no: EM131890687

1- Frank wanted to have his firm, Krilx, Inc., raise a total of $7.5 million through a stock offering. The company plans to sell stock to a local insurance company in the amount of $5 million. The company will also sell $250,000 in stock to each of eight investors for a total of $2 million. The company will sell the remainder of the stock to five members of the board of directors and four officers of the company. Is the company required to register its offering or does it qualify for a registration exemption?

2- How does the "misappropriation theory" discussed in the U.S. v. O'Hagan case on page 899 of the textbook differ from what the Court calls "classic insider trading theory?" Does it seem "fair" or "just" to criminalize actions like those of Mr. O'Hagan who seems to have perhaps only "caught a lucky break?"

Reference no: EM131890687

Questions Cloud

Find the credit score that defines the upper ten percent : Find the credit score that defines the upper 10 percent. Sixty-five percent of the customers will have a credit score higher than what value?

What is the npv of this acquisition : What is the NPV of this acquisition? Should Universal proceed with or abandon its plans to acquire X-Verleih?

What are steves demands for a contract : What type of contract is this? Unilateral or Bilateral? In order to answer this question you need to explain what is a bilateral and a unilateral contract.

Underpricing in corporate finance : What is information cascade in regards to underpricing in corporate finance?

Qualify for registration exemption : Is the company required to register its offering or does it qualify for a registration exemption?

Economy expands or enters a recession : Calculate the percentage changes in EPS when the economy expands or enters a recession.

Economic scenarios before any debt is issued : a-1. Calculate earnings per share (EPS) under each of the three economic scenarios before any debt is issued.

Write explanation and critique of professor berman assertion : Write explanation and critique of Professor Harold Berman's assertion that it is important to adopt the legal philosophy of integrative jurisprudence.

Discuss the communication strategy employed by tim cook : Discuss the communication strategy employed by Tim Cook. Do not focus on whether or not you agree with the actions taken by Apple and the U.S. government.

User Account

All Pages