Protect individuals from fraudulent securities offerings

Assignment Help Financial Management

Reference no: EM131859468

1. A law intended to protect individuals from fraudulent securities offerings:

Investment Advisors Act of 1940

Securities Act of 19343

Securities Exchange Act of 1934

Blue-sky laws

2. If you wish to offer securities of a large amount, but only to a small number of private investors, and to avoid SEC registration, what kind of investor are you required to limit your offerings to?

sophisticated investors

accredited investors

qualified buyers

American citizens

Reference no: EM131859468

Questions Cloud

What problems will the internal audit discover : What problems will the internal audit discover? How will the hospital address these problems?

What is cost of common equity : XYZ Co. stock sells for $42 and just a paid a dividend of $3.50. Dividends are expected to grow at a rate of 4% forever. What is the cost of common equity?

Considering buying machine to produce widgets : You are considering buying machine to produce widgets. It takes you one year to finetune the machine so that it produces exactly the kind of widgets you want.

What is the pre-tax cost of debt : They have a $1,000 par value, 8% coupon rate with semiannual coupons, and 21 years to maturity. What is the pre-tax cost of debt?

Protect individuals from fraudulent securities offerings : A law intended to protect individuals from fraudulent securities offerings:

Considering setting up firm to produce gadgets : You are considering setting up a firm to produce gadgets. The demand for gadgets can be high, medium, or low with equal probability

Employer stock from the company stock bonus plan : Carrie retired last week and received a lumpsum distribution of her employer's stock from the company's stock bonus plan.

What is the value of the warrants : What is the value of the warrants that were attached to the second issue?

What is the component cost of these bonds with warrants : If investors pay $700 for each bond, what is the value of each warrant attached to the bond issue? What is the component cost of these bonds with warrants?

User Account

All Pages