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Principal document of organization compliance operation

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Reference no: EM133515733

Question

1. What is the principal document of an organization's compliance operation?

A. The Compliance Policy

B. The Compliance Program

C. The Charter

2. True or False: The compliance program is more detailed and specific than the compliance policy.

A. True

B. False

3. Which of the following is not a step in implementing a compliance program?

A. Provide training if needed

B. Conduct appellate review

C. Encourage reporting of non-compliance

D. Identify regulations that apply

4. True or False: An agency's regulations might require the adoption of a compliance program.

A. False

B. True

Reference no: EM133515733

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