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Obligations of the financial advisor

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Reference no: EM133057045

1. How is 'financial product advice' defined in s 766B(1) of the CA?

2. When will financial product advice be 'personal advice' (according to s 766B(3))?

3. Explain how the obligations of the financial advisor differ when providing personal advice to the lay person as opposed to sophisticated investors.

Reference no: EM133057045

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