Liability on every person who signs registration statement

Assignment Help Financial Management

Reference no: EM132046048

1. One who owns more than ten percent of any security or who is a director or officer of the issuer of the security is known as a/an _____________________.

a. issuer

b. underwriter

c. insider

d. shareholder

2. Select the INCORRECT statement. The Securities Act of 1933 imposes liability on every person who signs a registration statement __________________________

a. if it contains untrue statements of material fact

b. if it seeks to register a worthless security

c. if it omits material required facts

d. if it contains material half-truths

Reference no: EM132046048

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