Investment advice from professional advisers

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Reference no: EM133072018

-Investors seeking investment advice from professional advisers are signaling that they have a low level of sophistication. What is the duty of the financial adviser to make sure that customers understand what they are investing in?

-The financial world is filled with conflicts of interest. Salespeople are paid on what they sell, regardless of whether it is best for the client. Yet a financial world filled with fraud and deceptive marketing practices will not allow financial markets to do their proper job of providing investment opportunities and allocating capital to productive enterprises. How should society deal with these issues?

-You work for a company that seems very well managed with lots of really good growth prospects. Under what circumstances can you trade the stock of the company?

Reference no: EM133072018

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Investment advice from professional advisers : -Investors seeking investment advice from professional advisers are signaling that they have a low level of sophistication.
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