Investigation of possible violations of securities laws

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Reference no: EM1347799

The SEC has the authority under Sarbanes-Oxley, to freeze the payment of an extraordinary payment to any director, officer, partner, or employee during an investigation of possible violations of securities laws.

Describe do you believe the provisions need to be strengthened to include forfeiture or reimbursement of any bonus or incentive-based compensation?

Reference no: EM1347799

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Investigation of possible violations of securities laws : Describe do you believe the provisions need to be strengthened to include forfeiture or reimbursement of any bonus or incentive-based compensation

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