Identify three examples of legislation

Reference no: EM132725072

Problem 1: Identify three examples of legislation that apply to financial products and services in Australia. Then explain how the each of the legislation that you have identified impacts on financial product and services.

Problem 2: Identify three types of statutory records that a financial services organisation must maintain.

Problem 3: Explain how an effective internal control structure assists management.

Problem 4: List five work practices or routines that are also internal control procedures

Reference no: EM132725072

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