Identify herein three references to federal securities law

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Reference no: EM131736298

Securities Assignment

Read (skim) the attached private placement memorandum.

Answer the questions and then print off the answers only and turn in at class.

1. Can this be a Subchapter S corporation and give your explanation?

2. Identify, herein three references to federal securities law from the memorandum and define a legal term in the reference (the first one I have provided below - define one of the bold and underlined terms):

a. Suitability Standards The Shares will only be sold to persons who are "accredited investors" as defined under Regulation D promulgated under the Securities Act of 1933, as amended (the "Securities Act"). See "INVESTOR SUITABILITY STANDARDS.

Definition:

b. (Insert)

Definition:

c. (Insert)

Definition:

3. Cut and paste the language underneath from the memorandum where it says that this is ‘not a sale of a security'. Why is this relevant?

Attachment:- Securities-Assignment.rar

Reference no: EM131736298

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