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Jan, a new Mutual Fund Representative XYZ Financial is determined to show her boss that she can bring in a significant number of new clients to the firm within the next 4 months. The firm is particularly interested in increasing sales of their International Equity Fund, which pays high commissions to the Mutual Fund Advisor and the Dealer Firm. As part of her strategy to increase sales of this fund, Jan posts a message on her Linked-in account that provides her followers with a marketing message related to this fund.
In the message, Jan included a summary the fund's performance from 2017 to 2020. The fund's performance over that time period was above the Index average. In addition, Jan told her readers that this particular fund was guaranteed to earn a better rate of return in 2021 than in prior years, since International Equity Fund values were now nearing their highest values in several years.
Has Jan violated any MFDA rules?
The assignment in management is a two part assignment dealing 1.Theory of function of management. 2. Operations and Controlling.
Mountain Man Brewing, a family owned business where Chris Prangel, the son of the president joins. Due to increase in the preference for light beer drinkers, Chris Prangel wants to introduce light beer version in Mountain Man. An analysis into the la..
Mountain Man Brewing, a family owned business where Chris Prangel, the son of the president joins. An analysis into the launch of Mountain Man Light over the present Mountain Man Lager.
Analysis of the case using the Doing Ethics Technique (DET). Analysis of the ethical issue(s) from the perspective of an ICT professional, using the ACS Code of Conduct and properly relating clauses from the ACS Code of Conduct to the ethical issue.
Affiliations and partnerships are frequently used to reach a larger local audience? Which options stand to avail for the Hotel manager and what problems do these pose.
What influence (if any) can organizations exercise to encourage ‘innovation-friendly' regulations?
Present your findings as a group powerpoint with an audio file. In addition individually write up your own conclusions as to the effects of regional cultural issues on the corporate organisational culture of this multinational company as it conducts ..
This assignment shows a structure of business plan. The task is to write a business plane about a Diet Shop.
Identify the purposes of different types of organisations.
Entrepreneur Case Study for Analysis. Analyze Robin Wolaner's suitability to be an entrepreneur
This problem requires you to apply your cross-sectional analysis skills to a real cross-sectional data set with the goal of answering a specific research question.
Prepare a major handout on the key principles of instructional leadership
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