Explain the concept of the laws of principals and agents

Reference no: EM132720416

Question: 1. Explain the concept of fiduciary duties and why it important for a financial services officer to comply with this.

2. Explain the general obligations that a financial services officer must comply with.

3. Explain the concept of the laws of principals and agents and why it important for a financial services officer to comply with this.

4. Identify three examples of legislation that apply to financial products and services in Australia. Then explain how the each of the legislation that you have identified impacts on financial product and services.

Reference no: EM132720416

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