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-Identify and explain key elements of RG245 that AFS licencees and representatives must consider when entering into ongoing fee arrangements. (Explain the legal environment including disclosure and compliance covering the role of the representative or adviser).
-Explain the legal basis and purpose of providing a statement of advice to a client. (Explain the legal environment including disclosure and compliance covering relevant legal principles).
-Explain the legal and ethical issues surrounding the payment of trailing commissions to finance and mortgage brokers and advisers. (Explain the legal environment including disclosure and compliance covering the relationship between ethics and regulatory requirements).
-Identify and explain the regulatory basis for risk disclosure in the Australian financial planning industry. (Name relevant industry codes of practice and conduct).
-Explain what a client should do if they have a complaint about a statement of advice. (Identify complaints resolution procedures (internal and external).
This week we are discussing Global Interaction. Can you share your own thoughts on the below questions?Thank you!
If a firm's output is produced according to Q = 4LK, the priceof K is $10, and the price of L is $40, what is the cost-minimising combination of K and L capable of producing 64 units of output? The cost-minimising quantity of K is? The cost-minimi..
According to Hersey and Blanchard, when followers are in the initial "readiness" stage, the leader's behavior should be
Please select a business article focused on Change from the Wall Street Journal. Elements of the Kotter 8# Steps to frame your analysis of the WSJ article.
What might the company do to reduce the pressures on managers and to decrease the ethical conflicts?
What are the stages of the creative process? What characteristics do creative people share?
What are necessity for a leader to have good out-group member listening skills as well as the ability to handle conflict and overcome obstacles?
The business owner keeps only 5.6 days-of-supply of inventory on average, how much inventory does him have on average (in $)?
-Should internal Audit be responsible for detecting fraud? why?
Critically analyze the impact of cost, market, environment and competition in terms of opportunities and challenges for the smart planter LUA in the UAE market.
1) Summarize the major reasons why businesses are partnering with third-party data centers?
The five most common modes of international market entry: exporting, licensing and franchising, acquisition, partnering (or strategic alliance).
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