Evaluate characteristics of each of securities identified

Assignment Help Other Subject

Reference no: EM133247459

Financial Analyst

Scenario
Learners may use their own employment context, or that of another organisation with which they are very familiar, to base their assignment. However, in the case that they are not able to do so, please use the below scenario:

You are a financial analyst, advising clients on investment decisions. A client is interested in investing £500,000 in your chosen FTSE 100 company. The client requires you to produce a detailed 2000-word report on this company clearly showing your recommendation on whether or not the investment should be made.

Task 1 - 500 words
Critically evaluate the strengths and weaknesses the different types of securities.

Question 1: Identify different types of securities and their concepts.

Question 2: Evaluate the characteristics of each of the securities identified.

Question 3: Critically analyse the characteristics and the strengths and weaknesses of different types of securities.

Task 2 - 300 words

Analyse and explain the regulation of, and procedures relating to, the trading of securities and new issues in the world markets, including the London Stock Exchange (LSE).

Question 1: Identify the regulations and procedures relating to trading securities.

Question 2: Investigate the arising issues in the global markets including (LSE).

Task 3 - 450 words
Know how to apply the principles of investment theory, security and market analysis and efficiency.

Question 1: Identify and explain the principles of investment theory.

Question 2: Critically evaluate securities.

Question 3: Evaluate the underlying concepts of market analysis and efficiency.

Task 4
Analyse the principles of taxation and their implications, including income tax, capital gains tax, inheritance and corporation tax.

Question 1: Identify the range of taxes and their characteristics.

Question 2: Explain the implications of taxation.

Task 5
Critically evaluate the effectiveness of the law and regulation in controlling the financial services industry.

Question 1: Identify the regulations prevailing in the financial services industry.

Task 6 - 300 words
Know how to plan, manage and review client portfolios according to customer profile and the needs in order to recommend and justify appropriate types of savings and investment.

Question 1: Evaluate client portfolios according to customer profile.

Question 2: Investigate issues relating to portfolio management.

Reference no: EM133247459

Questions Cloud

Evaluate sustainable impact social and environmental : Critically evaluate the sustainable impact (social and environmental) of the sustainable marketing strategies you have outlined.

Identify the benefits of a phr : You can readily identify the benefits of a PHR. Can you identify any reason(s) why people may hesitate to create a PHR for themselves

Define both domestic terrorism and international terrorism : Define both domestic terrorism and international terrorism, and then compare and contrast both concepts, and include recent news items

Brainstorm few different sketches : Decide what type of visual display you are going to make, explaining your choice. Brainstorm a few different sketches of what your display will look like.

Evaluate characteristics of each of securities identified : Qualifi Level 7 Diploma in Accounting and Finance Identify different types of securities and their concepts - Investigate the arising issues in the global

Compliance and dei programs : "Compliance and DEI programs are worthless. Managers will always do what is in their interest and find ways around whatever formal requirements get in their way

Explain the general functions and authority of the eeoc : Explain the general functions and authority of the EEOC. Explain the procedures used by the EEOC in investigating and handling the case

Consumer Purchasing Decisions-Technology-Consumer Behavior : View "Consumer Purchasing Decisions" and "Technology and Consumer Behavior." Illustrate your ideas with specific real-world examples.

Difference between polyhydramnios and oligohydramnios : Compare and contrast the difference between polyhydramnios and oligohydramnios. Discuss the effects of gestational diabetes on the mother

User Account

All Pages