Reference no: EM131210623
• What does it mean to create a "Culture of Honesty, Openness, and Assistance?" Give an example from an organization with which you have been affiliated.
• Codes of Conduct and Conflict of Interest Forms are often called "soft" controls. What does this mean?
• What does it mean to have a good system of internal controls? Give some examples of internal controls.
• Whistle blower policies and procedures? Good or bad idea? Why?
• Symptoms of fraud can be separated into six groups:
(1) accounting anomalies,
(2) internal control weaknesses,
(3) analytical anomalies,
(4) extravagant lifestyle,
(5) unusual behavior, and
(6) tips and complaints. Discuss three.
• Discuss the elements of a good fraud report.
• What does "Tone at the Top" mean?
• Discuss the relative oversight responsibility of the audit committee, management, internal audit and independent auditors as it pertains to fraud.
• Summarize the five steps of managing the Business Risk of Fraud.
• Define and explain ERM.
• What is a risk assessment? What are the steps to complete one?
• Give some examples of how technology may be used in fraud prevention.
• Explain FCPA and the U.K. Bribery Act. Why all the fuss?
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Index increased at an average annual rate
: One of our presidential candidates is wealthy largely because his/her father was wealthy. Assume that he/she inherited $50 million in 1975 (exactly 40 years ago) and invested his inheritance in a mutual fund that tracks the S&P 500 index. If the S..
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Create a new project named intermediate22 project
: If necessary, create a new project named Intermediate22 Project. Enter your C++ instructions into a source fi le named Intermediate22.cpp. Also enter appropriate comments and any additional instructions required by the compiler.
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Opportunity cost of attending the concert equals
: Carl is considering attending a concert with a ticket price of $35. He estimates that the cost of driving to the concert and parking there will total an additional $20. In order to attend the concert, Carl will have to take time off from his part-..
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After-tax holding-period return on the bond
: a . Find the holding-period return for a 1-year investment period if the bond is selling at a yield to maturity of 6% by the end of the year. b. If you sell the bond after 1 year, what taxes will you owe if the tax rate on interest income is 35% ..
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Discuss the elements of a good fraud report
: What does it mean to create a "Culture of Honesty, Openness, and Assistance?" Give an example from an organization with which you have been affiliated.
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Write a matlab program to compute the kalman gain
: Write a MATLAB program gain.m to compute the Kalman gain K(n) for a stationary process with: x(n) = Ax(n - 1) + w(n)
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Compounds the interest in daily basis
: Suppose you borrow$10,000 for 1 year on your Visa at an annual interest rate of 25%. What effective annual yield (in percent) will you actually end up paying if Visa compounds the interest in daily basis?
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Evaluate how your chosen aspect of diversity
: Evaluate how your chosen aspect of diversity, in combination with two other aspects of diversity, can lead to increased needs or issues. For example, if someone is female, African American, and lesbian, will there be additional challenges? Select ..
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What is the company asset beta
: Johnson company has an equity beta of 1.5, the risk-free rate of return is 3.0 percent, the market return is 14.7 percent, and the pretax cost of debt is 9.4 percent. The debt-equity ratio is .47. If you apply the common beta assumptions, what is ..
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