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Determine the ethical responsibilities of professionals

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Reference no: EM133183965

You have just completed your Bachelors degree in Business Administration, majoring in finance and management. You have landed a job with an investment company. Your duties will include assisting clients with investment decisions on a daily basis, hence the importance of being knowledgeable about the investment environment.

(a) Outline the responsibilities of THREE professionals in the investment environment.

(b) Discuss THREE ethical responsibilities of professionals in the investment environment

(c) Outline TWO types of investment instruments, highlighting ONE advantage and ONE disadvantage of each

(d) Describe THREE investment strategies

(e) Discuss how an individual's investment strategy may change as he or she goes through the accumulation, consolidation, spending and gifting phases of life.

Reference no: EM133183965

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