Description of securities and exchange commission

Reference no: EM1344613

1. Which of the following is not one of the functions of the Securities and Exchange Commission? a. Providing government-backed insurance to purchasers of securities. b. Bringing enforcement actions against suspected violators of securities laws. c. Regulating securities brokers and advisors. d. Investigating securities violations. e. Adopting rules to further the functions of the securities laws.

2. Which of the following is not an advantage of franchising? a.Consumers are assured of uniform product quality. b. The franchisor gets major tax advantages. c. The franchisee has access to the franchisor's knowledge and resources. d. The franchisor can reach new markets.

3. Under the National Pollutant Discharge Elimination System: a. old permits to discharge pollutants into water are being phased out. b. permits to discharge pollutants into water can be bought, sold, or traded. c. permits are granted by the EPA to discharge pollutants in water. d. no new permits are granted to discharge pollutants into water.

4. Based on duration, all LLCs can be classified as either: a. short-term or long-term. b. determined-length or undetermined-length. c. fixed-length or variable-length. d. term or at-will. e. self-determined or statute-determined.

5. Administrative agencies are often informally referred to as: a. Courts of no resort. b. The Mini Congress. c. The constitutional aberration. d. The fourth branch government. e. The rule-mongers.

Reference no: EM1344613

Questions Cloud

Avoiding the risk of sub optimization : ROI used to estimate the performance of an investment center manager can sometimes lead to sub optimization.

Determining valuing preferred stock : Best Rate Bank just issued some new preferred stock. The issue will pay a $10 annual dividend in perpetuity, beginning 10 years from now. If the market needs a 7% return on this investment

Emphasis on financial management : Purpose a paper with an emphasis on financial management on the topic of Corporate Governance

How is the tension t1 in the longer cord related to tension : A gardener feels it is taking him excessively long to water a garden with a 0.952cm diameter hose. By what factor will his time be shortened, if he uses a 1.58 cm diameter hose.

Description of securities and exchange commission : Which of the following is not one of the functions of the Securities and Exchange Commission? a. Providing government-backed insurance to purchasers of securities.

Define the capital market line : Expalin what similarities are observed and What conclusions can be drawn and define the capital Market Line

Find the process of charging a conductor by bringing : A skier (m=63.0 kg) starts sliding down from the top of a ski jump with negligible friction and takes off horizontally. If h = 6.10 m and D = 12.2 m, find H.

What are two important patient education points : Mrs. Smith has returned to work and feels well. She does not know why she needs to have periodic blood tests due to the warfarin. What is your explanation to Mrs. Smith.

Find out the work done by the force of friction : A flight attendant pulls her 64 N flight bag a distance of 370 m along a level airport floor at a constant velocity. The force she exerts is 45 N at an angle of 51° above the horizontal.

User Account

All Pages