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Describe the situation and the investment structure cory

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Reference no: EM132777124

This is the link for a video to watch and then answer the following questions https://www.youtube.com/watch?v=WtQeQzUfYrI&feature=youtu.be

1) After watching the video, describe the situation and the investment structure Cory was invested in. Is this type of structure always wrong? If not, how and why? How could the advisor have ensured that his client, Cory, better understood this investment structure?

2) Provide examples of ethically and/or non-ethically based selling practices shown throughout the video. What could be done to make the non-ethical selling practices better? Do you feel that these sales practices are coming from the advisors themselves? Could it come from a training issue? Could this be a compensation issue?

Reference no: EM132777124

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