Define what good compliance culture

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Reference no: EM132272824

1. Think about the reason for the need for regulatory compliance and illustrate, through the use of examples, how activities connected to understanding and addressing behaviours, rather than emphasising only on regulations and procedures can support execution of these within a regulated firm.

2. Define what a good compliance culture is and illustrate its links to ethics and integrity within a firm regulated in a sector of your choice. Discuss why establishing a good compliance culture is important, who has responsibility for doing so and how they might achieve this, providing appropriate examples to support your views.

Reference no: EM132272824

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