Defense to false information in registration statement

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Reference no: EM132113806

1. Which of the following is a defense to false information in the registration statement?

a. Immateriality

b. due diligence

c. Investor Knowlege

d. all of the above are defenses to a Section II violation

2. The eventual result in the U.S. v. Microsoft case was:

a. Bill Gates was sentenced to one year in prison for violations of the Sherman Act.

b. The court concluded there were no violations of the Sherman Act.

c. The court concluded that Microsoft violated the Sherman Act.

d. The court concluded that Microsoft engaged in an illegal tying arrangement.

3. Which of the following is NOT an agency relationship?

Jane hires Don as a real estate agent to sell her home

Jane employs Don in her yogurt shop

Jane contracts with Don to buy his guitar

Jane asks Don to watch over her home while she is gone

4. Which act contains prohibitions on monopolization?

a. Sherman Act

b. Clayton Act

c. Robinson-Patman Act

d. Celler-Kefauver Act

Reference no: EM132113806

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