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Fancorp regularly trades in securities on a national exchange.
Not required to report information to the SEC.
Which of the following is true concerning the company's requirement to report to the SEC?
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Jewelcorp just began trading securities. The company is a closely-held corporation that is not trading stock on a national securities exchange. It has several dozen shareholders and $9 million in assets. Which of the following is true concerning the company's requirement to report to the SEC?
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