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Company requirement to report to the sec

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Reference no: EM132965426

Fancorp regularly trades in securities on a national exchange.

Not required to report information to the SEC.

Which of the following is true concerning the company's requirement to report to the SEC?

  • Required to report major business developments and must file annual and quarterly financial reports.
  • Must file annual and quarterly financial reports; no other requirements

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Jewelcorp just began trading securities. The company is a closely-held corporation that is not trading stock on a national securities exchange. It has several dozen shareholders and $9 million in assets. Which of the following is true concerning the company's requirement to report to the SEC?

  • Must file annual and quarterly financial reports; no other requirements
  • Not required to report information to the SEC.
  • Required to report major business developments and must file annual and quarterly financial reports.

Reference no: EM132965426

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