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Code of ethics and professional responsibility

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According to the Code of Ethics and Professional Responsibility, a CFP® practitioner who gives a brochure to clients disclosing information about his or her firm must include all of the following EXCEPT:

A) Resumes of the firm's employees who will provide financial planning services to the client

B) A statement of whether the firm's compensation will include commissions or fees only

C) The identity of the bank or other institution where the firm maintains a checking account

D) The identity of insurance companies that the firm represents and any commission arrangements with those companies

Reference no: EM132932962

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