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Client intentionally violates the securities act

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Reference no: EM13917108

1) Create a scenario where your client intentionally violates the Securities Act of 1933. Based on your scenario, predict the potential remedies that the SEC could use in order to punish your client. Provide a rationale for your response.

2) Analyze the Securities Act of 1934. Based on your analysis, take a position as to whether or not the SEC has provided adequate enforcement of the Act. Support your position with recommendations of adequate enforcement.

Reference no: EM13917108

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